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After widespread unlawful trading practices surfaced in the mutual fund industry in late 2003, the Securities and Exchange Commission (SEC), through its Office of Compliance Inspections and Examinations (OCIE), took steps intended to revise its examination process to better identify and focus its resources on those activities representing the highest risk to investors.
Source: Letter from the SEC's Office of Compliance Inspections and Examinations to registered investment advisers, 2000.
The SEC's Office of Compliance Inspections and Examinations has since clarified that requested information should be compiled and made available within 24 hours of investigators' requests, a turnaround time that most offsite storage companies could meet.