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Word(s) in meaning: chat  "global warming"
Postal codes: USA: 81657, Canada: T5A 0A7

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What does FINRA stand for?

Financial Industry Regulatory Authority (formerly Securities Industry Regulatory Authority)


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This definition appears very rarely and is found in the following Acronym Finder categories:

  • Organizations, NGOs, schools, universities, etc.
  • Business, finance, etc.

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Link/Page Citation...

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Federation of International Nordic Medical Students' Organizations
Financial Information Network and Operations Ltd. (est. 2006; India)
First In Never Out (accounting)
Fraction of Inspired Nitric Oxide
No Filing of Weather Report for Transmission
Financial and Operations Principal
Faculdades Integradas Newton Paiva (Portuguese: Integrated College Newton Paiva; Brazil)
Finnish Platoon (gaming)
Financial Plan
Florida Institute for Neurologic Rehabilitation
Financial Reader
Financial Transactional IC Card Reader
FINal REPly
Financial Reporting
Feminist International Network of Resistance to Reproductive and Genetic Engineering
Family in Need of Services
Fire Island National Seashore
Fixed Image Navigation Set (LANTIRN navigation set)
Forward-Looking Infrared Navigational System
Freight Information System

Samples in periodicals archive:
Byline: datta03 The Financial Industry Regulatory Authority (FINRA) announced today that it has fined MetLife Securities, Inc.
The Financial Industry Regulatory Authority, the brokerage industry's self-policing body, said it has won approval from the Securities and Exchange Commission to expand its free BrokerCheck Service and make the disciplinary records available permanently.
According to the Financial Industry Regulatory Authority award dispute resolution signed on May 14, the $180 million CASE CU alleged that its investment committee met with Mark Wickard, an agent for Prudential Equity, to discuss the Lansing, Mich.
The FBI refused to comment, but six investigators from the US Financial Industry Regulatory Authority entered the bank's offices last month.
17, Obama chose Mary Schapiro, head of the private Financial Industry Regulatory Authority (Finra), to run the SEC.
Securities are offered through WFG affiliate WFG Investment Inc, a member of the Financial Industry Regulatory Authority and the Securities Investor Protection Corp.
Sincerely, Nancy Condon Vice President Media Relations Financial Industry Regulatory Authority Washington, D.
Permanent Disclosure Cited as Welcome Boost to Investor Protection WASHINGTON -- The Financial Industry Regulatory Authority (FINRA) has won approval from the Securities and Exchange Commission (SEC) for a major expansion of its BrokerCheck service - to make records of final regulatory actions against brokers permanently available to the public, regardless of whether they continue to be employed in the securities industry.

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